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  <titleInfo>
    <title>Digging for disclosure</title>
    <subTitle>tactics for protecting your firm's assets from swindlers, scammers, and imposters</subTitle>
  </titleInfo>
  <name type="personal">
    <namePart>Springer, Kenneth S.</namePart>
    <namePart type="date">1953-</namePart>
    <role>
      <roleTerm authority="marcrelator" type="text">creator</roleTerm>
    </role>
  </name>
  <name type="personal">
    <namePart>Scott, Joelle</namePart>
    <namePart type="date">1974-</namePart>
  </name>
  <typeOfResource>text</typeOfResource>
  <originInfo>
    <place>
      <placeTerm type="code" authority="marccountry">nju</placeTerm>
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    <place>
      <placeTerm type="text">Upper Saddle River, N.J</placeTerm>
    </place>
    <publisher>FT Press</publisher>
    <dateIssued>c2011</dateIssued>
    <dateIssued encoding="marc">2011</dateIssued>
    <issuance>monographic</issuance>
  </originInfo>
  <language>
    <languageTerm authority="iso639-2b" type="code">eng</languageTerm>
  </language>
  <physicalDescription>
    <form authority="marcform">print</form>
    <extent>x, 187 p. ; 24 cm.</extent>
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  <tableOfContents>Just when you think you know someone -- A swindler state of mind -- We call that a clue -- The grey area : somewhere between fraud and fudging -- Sometimes you just gotta ask -- Crossing borders : international investigations -- Digging for disclosure -- The competitive edge -- Never too late : when problems arise post-investment -- Tracking down a threat -- Now that is criminal -- Dial "f" for fraud : the benefits of an ethics hotline -- This one goes out to the attorneys -- The godfather in the boardroom -- Show me the money -- Investigating the inc -- You, the referee -- The secret sauce -- And the moral of the story is -- Testing, testing.</tableOfContents>
  <note type="statement of responsibility">Kenneth S. Springer and Joelle Scott.</note>
  <subject authority="lcsh">
    <topic>Investment advisors</topic>
    <topic>Selection and appointment</topic>
  </subject>
  <subject authority="lcsh">
    <topic>Personnel management</topic>
  </subject>
  <subject authority="lcsh">
    <topic>Disclosure of information</topic>
  </subject>
  <subject>
    <topic>Asesores de inversión</topic>
  </subject>
  <subject>
    <topic>Administración de personal</topic>
  </subject>
  <classification authority="lcc">HG 4621 S769d 2011</classification>
  <classification authority="ddc">658.4/7</classification>
  <identifier type="isbn">9780131385566 (hardback : alk. paper)</identifier>
  <identifier type="isbn">0131385569</identifier>
  <identifier type="lccn">2010026248</identifier>
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    <recordChangeDate encoding="iso8601">20230410115721.0</recordChangeDate>
    <recordIdentifier>106433</recordIdentifier>
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