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  <titleInfo>
    <title>Securities regulation in a nutshell</title>
  </titleInfo>
  <name type="personal">
    <namePart>Hazen, Thomas Lee</namePart>
    <namePart type="date">1947-</namePart>
    <role>
      <roleTerm authority="marcrelator" type="text">creator</roleTerm>
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  <name type="personal">
    <namePart>Ratner, David L.</namePart>
  </name>
  <typeOfResource>text</typeOfResource>
  <originInfo>
    <place>
      <placeTerm type="code" authority="marccountry">mnu</placeTerm>
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    <place>
      <placeTerm type="text">St. Paul, MN</placeTerm>
    </place>
    <publisher>Thomson/West</publisher>
    <dateIssued>c2006</dateIssued>
    <dateIssued encoding="marc">2006</dateIssued>
    <edition>9th ed.</edition>
    <issuance>monographic</issuance>
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  <language>
    <languageTerm authority="iso639-2b" type="code">eng</languageTerm>
  </language>
  <physicalDescription>
    <form authority="marcform">print</form>
    <extent>353 p. ; 19 cm.</extent>
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  <tableOfContents>Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business --         Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.</tableOfContents>
  <note type="statement of responsibility">by Thomas Lee Hazen and David L. Ratner.</note>
  <note>Includes index.</note>
  <subject>
    <geographicCode authority="marcgac">n-us---</geographicCode>
  </subject>
  <subject authority="lcsh">
    <topic>Securities</topic>
    <geographic>United States</geographic>
  </subject>
  <classification authority="lcc">KF 1440 R429s 2006</classification>
  <classification authority="ddc" edition="22">346.730922</classification>
  <relatedItem type="series">
    <titleInfo>
      <title>Nutshell series</title>
    </titleInfo>
  </relatedItem>
  <identifier type="isbn">9780314172433 (pbk. : alk. paper)</identifier>
  <identifier type="isbn">0314172432 (pbk. : alk. paper)</identifier>
  <identifier type="lccn">2006287164</identifier>
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